Disclosure

Introduction

Financial advisor SRQ sponsors an electronic referral and listing service through its website located at www.financialadvisorsrq.com. Through the website www.financialadvisorsrq.com Financial advisor SRQ provides a place where individuals (users) can research and be contacted by qualified advisors, such as financial advisors, financial planners, accountants, investment advisors, and insurance professionals (collectively, advisors). There is no charge to users who use www.financialadvisorsrq.com and advisors pay a per-lead fee for each referral that is received through the www.financialadvisorsrq.com.

Services

The services Financial advisor SRQ provides generally are limited to:
(i) obtaining the names and information of persons with credentials that appear to qualify;
(ii) providing a web-based platform where a user can obtain a list of advisors who are willing to contact the user with regards to financial advice and related services;
(iii) collecting the fees from advisors for each lead that the advisor receives; and
(iv) conducting follow-ups with users and advisors to verify satisfaction with www.financialadvisorsrq.com website.

Compensation

For Financial advisor SRQ services, Financial advisor SRQ charges a flat fee for each qualified lead (containing user contact information) that it sends to an advisor. The fees are determined by the services that the lead chooses and those which the advisor offers, as well as the minimum portfolio size required by the advisor.

Currently, the fees charged to advisors are as follows:

  • $40-250 for Wealth Management
  • $40-250 for Retirement Planning
  • $40-250 for Estate Planning
  • $40-250 for Financial Planning

The advisors are billed at the end of each month for the total number of leads that they received during that month. These terms and conditions advisors agree to when they join Financial advisor SRQ and allow Financial advisor SRQ to modify its pricing structure at its discretion.

Financial advisor SRQ may pay a percentage of its fees to third parties who sponsor the website www.financialadvisorsrq.com, who provide advertising space for the Financial advisor SRQ services, or who allow links to the www.financialadvisorsrq.com. on their websites. There are no charges for users to use the Financial advisor SRQ Services.

Education Standards

Financial advisor SRQ requires that all advisors have obtained the proper licensing from the SEC, FINRA or other regulatory body.

Other Disclosures

Financial advisor SRQ does not provide investment supervisory or management services to users. Financial advisor SRQ does not accept investment or brokerage discretion from any client. As a result, Financial advisor SRQ does not receive nor does it vote proxies for any user’s securities. Financial advisor SRQ also does not have custody over any user’s assets. If a user should ask Financial advisor SRQ for a recommendation of a broker or a custodian, Financial advisor SRQ will provide the names of one or more possible providers of the services in which the user is interested.

1: Financial Advisor SRQ is not a financial planner, broker, or tax advisor. www.financialadvisorsrq.com is not intended to provide legal, tax, or financial advice. The Service is intended only to assist you in your understanding of financial organization and decision-making and is broad in scope. Your personal financial situation is unique, and any information and investing strategies obtained through www.financialadvisorsrq.com may not be appropriate for your situation. Accordingly, before making any final decisions or implementing any financial strategy, you should consider obtaining additional information and advice from your accountant or other financial advisers who is fully aware of your individual circumstances. We’ll say this: We don’t expect you pay us a share of your gains when we put you onto a good investment. Similarly, we are not liable for any action you take or fail to take based upon information you received through the site www.financialadvisorsrq.com and specifically we are not liable for any losses you suffer as a result of any such action or inaction.

2: Financial Advisor SRQ may enter into agreements with third parties. Including but not limited to broker-dealers, custodians and other providers of financial services, which would allow Financial advisor SRQ to include a link to its website www.financialadvisorsrq.com from the websites of those third parties. Those agreements may authorize Financial advisor SRQ to compensate the sponsors of those sites by paying them fees that are based on the amount Financial advisor SRQ earns based on how many users use the service from those links. Other than such arrangement, Financial advisor SRQ does not have relationships with broker-dealers or custodians and does not accept products, services, or research from any broker-dealer.

3: Financial advisor SRQ provides factual information and is a referral service. We provide general information only and we do not offer advice. We refer all insurance, financial, superannuation, and other enquiries to our referral partners who are licensed in their respective fields. You should always seek professional advice before making financial decisions.

4: This material is not intended to constitute personal advice and must not be relied on as such. This material is of a general nature only and has been prepared without taking into account your individual objectives, financial situation or needs. You should consider the appropriateness of this material having regard to your objectives, financial situation and needs and consider obtaining independent advice.

5: We endeavor to ensure that the information on this site www.financialadvisorsrq.com is current and accurate. But you should confirm any information with the product or service provider and read the information they can provide. If you are unsure you should get independent advice before you apply for any product or commit to any plan.

6: Financial advisor SRQ is a referral service that provides you access to our referral partners who are licensed in their respective fields. We do not provide information on all available products, providers or services so please appreciate that there may be other options available to you then the products, providers or services covered by our service. You should consider seeking financial advice and consider your own personal financial circumstances when comparing products.

7: Financial advisor SRQ is not a product manufacturer nor are we owned by a bank, insurer or product manufacturer.

8: By using the website www.financialadvisorsrq.com, you agree to abide by these terms and conditions of use. You have is taken to have exclusively accepted and are immediately bound, jointly and severally, by these terms and conditions for the supply of services and/or your acceptance of services or contact from a financial planner shall constitute acceptance of the terms and conditions contained herein.

9: In order to provide you referral you through to our referral partners who are licensed in their respective fields we may need to collect some basic information about you such as your age, gender and occupation. By clicking “Quote”, “Enquiry”, “Contact Us” or “Get Matched” buttons you’re authorizing us to provide your information to an adviser or broker who will call you to provide you with personal advice about your options and available products. By doing this you are also consenting to us retaining your personal information so that we can contact you about other relevant services that we think might interest you (but you can “opt out” of this process at any time by simply withdrawing your consent).

10: By referring you through, this does not guarantee that any product or service will be approved. Any application for credit and insurance products are subject to the provider’s terms and conditions as well as their application and lending criteria.

11: Financial advisor SRQ endeavors to ensure that the information and other content on our website www.financialadvisorsrq.com is accurate and current. But we can’t guarantee the accuracy or currency of the information on which we’ve relied.

12: To the extent permitted by law, Financial advisor SRQ disclaims. All liability to any person in relation to use of the website www.financialadvisorsrq.com, and you waive all claims against Financial advisor SRQ in relation to your use of the website. Financial advisor SRQ accepts no liability for any interference with or damage to a user’s computer, software or data occurring in connection with or relating to the website or its use or any website linked to this website, and does not represent or warrant that applications initiated through the website will in fact be received or made to the intended recipient. Users are advised to confirm the application by other means.

13: The liability limitations of the service provider, its partners, associates, and employees. For all Services provided shall be to damages which under no circumstances shall exceed your costs in referring you to a referral partner who are licensed in their respective fields.

14: You hereby irrevocably release Financial advisor SRQ. From all claims (including any cost, expense, loss, damage, claim, liability, action or proceeding, whether or not presently ascertained, immediate, future or contingent, and includes legal costs on a full indemnity basis) suffered or incurred by you (or any person claiming through or on behalf of the Client).

15: The website www.financialadvisorsrq.com includes links to other websites operated by community, business and government. These linked websites will have their own terms and conditions of use and you should familiarize yourself with these. All linked websites are linked “as is” and Financial advisor SRQ does not sponsor, endorse or necessarily approve of any material on websites linked from or to this site; does not make any warranties or representations regarding the quality, accuracy, merchantability or fitness for purpose of any material on websites linked from or to this site; does not make any warranties or representations that material on other websites to which this site is linked does not infringe the intellectual property rights of any person anywhere in the world; and does not authorize the infringement of any intellectual property rights contained in material in other websites by linking the website to those other websites.

16: If you have a complaint or dispute in relation our service. Please email our complaints by filling out a contact form here: www.financialadvisorsrq.com

17: The information and data on the website www.financialadvisorsrq.com is subject to change without notice.

18: Financial advisor SRQ may revise the Terms and Conditions of Use. At any time by updating this posting.

19: Unless expressly stated otherwise, Financial advisor SRQ claims copyright ownership of all material on the website. Financial advisor SRQ reserves the right to revoke such permission at any time. Apart from this permission and uses permitted under the Copyright Act 1968 (Cth), all other rights are reserved.

For more information you may contact: Financial advisor SRQ by filling out a contact form on www.financialadvisorsrq.com.
Updated: May 25th 2019

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